Ken Elder leads Lincoln’s anti-money laundering program, anti-fraud special investigations unit, identity theft prevention program, and market conduct monitoring.
Elder can share high-level perspectives on the AML and anti-fraud regulatory environment, fraud schemes that impact the financial services industry and affect our customers (such as elder financial exploitation) and controls to prevent and detect such schemes.
Prior to joining Lincoln, Elder was employed as a staff accountant with Price Waterhouse LLP. He graduated from Wake Forest University with a BS in Accounting. He is a Certified Public Accountant (CPA) and a Fellow, Life Management Institute (FLMI). He also holds a FINRA General Securities Representative (Series 7) license and a FINRA General Securities Principal (Series 24) license.